-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXM57JCAFKDYVCtP4FjCMEddTaAhbvML+B1Irw9QqbYqLXRl3aM5uihucUjEn1Io G/7nplVkzRSluo4bfCTvzg== 0001193125-06-147063.txt : 20060714 0001193125-06-147063.hdr.sgml : 20060714 20060714171711 ACCESSION NUMBER: 0001193125-06-147063 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060714 DATE AS OF CHANGE: 20060714 GROUP MEMBERS: APPENDIX A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEWITT ASSOCIATES INC CENTRAL INDEX KEY: 0001168478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 470851756 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78596 FILM NUMBER: 06963253 MAIL ADDRESS: STREET 1: 100 HALF DAY ROAD CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUNT DAVID L CENTRAL INDEX KEY: 0001240398 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: HEWITT HOLDING LLC STREET 2: 100 HALF DAY RD CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 SC 13D/A 1 dsc13da.htm AMENDMENT #12 TO SCHEDULE 13D Amendment #12 to Schedule 13D

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 12)

 

 

 

 

HEWITT ASSOCIATES, INC.


(Name of Issuer)

 

 

Class B Common Stock, par value $0.01 per share


(Title of Class of Securities)

 

 

N/A


(CUSIP Number)

 

 

John M. Ryan

Hewitt Associates, Inc.

100 Half Day Road

Lincolnshire, Illinois 60069

Tel. No.: (847) 295-5000


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

June 30, 2006


(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box:    ¨


SCHEDULE 13D

 

  1  

NAME OF REPORTING PERSON.

 

            Each of the persons identified on Appendix A

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

            OO

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States of America unless otherwise listed on Appendix A

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7    SOLE VOTING POWER

 

                -0-


  8    SHARED VOTING POWER

 

                33,783,722 Covered Shares held by Covered Persons(1)


  9    SOLE DISPOSITIVE POWER

 

                -0-


10    SHARED DISPOSITIVE POWER

 

                -0-

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            33,783,722 shares of Class B Common Stock(2)

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

 

¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            97.0%

   
14  

TYPE OF REPORTING PERSON

 

IN as to persons listed in Appendix A under caption “Individuals”; OO as to persons listed in Appendix A under captions “Trusts” and “Limited Liability Companies”; PN as to persons listed in Appendix A under caption “Partnerships”; CO as to persons listed in Appendix A under caption “Corporations”.

   

 


(1) Please see Item 2 for definitions
(2) Each Covered Person disclaims beneficial ownership of all shares of common stock held by any other Covered Person.


APPENDIX A
Name of Reporting Persons     

Individuals


  

Citizenship (United States unless
otherwise indicated)


Abazoris, Norman V.

    

Ablin, Marlene Joyce

    

Abosch, Kenan Seth

    

Acker, Peter David

    

Adams, Judith

    

Adams, Mark J.

    

Africk, Caryn

    

Alexander, Jane F.

    

Anand, Sanjiv Krishan

    

Anderson, Bradley A.

    

Anderson, John L.

    

Anderson, Linda L.

    

Arbaugh, Karl E.

    

Argue, J. Gordon

   Canada

Arian, Mark David

    

Baggett, Jeffrey L.

    

Bagin, Erik

    

Baird, Elizabeth A.

    

Baird, Elizabeth as Custodian

    

Baird, Sharon J.

    

Baird, Nathaniel T

    

Baldwin, Bettye

   Puerto Rico

Baloun, James

    

Balthazor, Patricia Joan

    

Barnes, Karen A.

    

Barry, Joseph Gerard

    

Barth, Jeffrey

    

Barylak, Gretchen Karol Lund

    

Basofin, Richard

    

Bassick, E. Webb

    

Baumruk, Raymond W.

    

Bausch, John J.

    

Beauregard, Thomas R.

    

Belmonte Jr., Frank

    

Beneteau, Robert J.

   Canada

Bennett, Peter L.

   United Kingdom

Bennett, Jane H.

   United Kingdom

Bennett, Brandon W.

    

Bennett, Michael John

   Australia

Bentson, Margaret A.

    

Bernsee, Robert W.

    

Bernstein, Z. Samuel

    

Bialek, Joseph G.

    


Bicos, Sandy

    

Biersack, Donna Marie

    

Biggins, Peter

    

Billard, Lisette

    

Blasco, Guido

   Italy

Blecher, Maurice David

    

Bloomer, James

    

Boden, Beth

    

Boerner, Peter R

    

Bollert, Duane C.

    

Borchert, Timothy John

    

Borgman, Peter J.

    

Boulter, David

   United Kingdom

Bourquin, Francis

   Switzerland

Brab, Regina

    

Bradford, Timothy M

    

Bradley, Scott

    

Brandorff, Perry O.

    

Brost, David

    

Brovich, Christopher

    

Brown, J. Allan

   Canada

Bruce, William C.

    

Bruner, Jack E.

    

Bryant, Ronald Victor

    

Bueltmann, Ann N.

    

Buesing, William R.

    

Burke, Patrick J

    

Burmeister, Monica M.

    

Butterworth, Thomas C

    

Byrd, Jeffrey W.

    

Byron, Linda

   Canada

Caffarelli, Brian Thomas

    

Cahn, David M.

    

Camferdam, Steven Robert

    

Campbell, Daniel J.

    

Campbell, Robert B., Jr.

    

Campbell, Robert C.

    

Campbell, Stephen E.

    

Carey, Douglas J.

    

Carlson, Thomas D.

    

Carnegie, Jerry Y

    

Carracher, Nancy O.

    

Carroll, Annette Rosinski

    

Carswell, Thomas A

    

Carter, Gary L.

    

Cartolano, Curtis M.

    

Casmer, David M.

    

Certain, Stephanie L

    

Chambers, Sandra Ann Miller

    


Christiansen, Christofer

    

Clarke, Brenda A.

    

Clarke, Michael

    

Clemens, Thomas P.

    

Clymer, Jeff

    

Cochran, William R.

    

Cochrane, Martha J.

    

Cole, Ray

    

Coletto, Nancy

    

Collura, Kathryn Jean

    

Conilh de Beyssac, Thierry

   France

Connolly, Amy C.

    

Connolly, Sean

    

Connolly, C. Lawrence, III

    

Cook, Sandra Lee

    

Coolley, Nancy E.

    

Coppock, Melissa Shirk

    

Coppock, Steven M.

    

Corcoran, Maureen Ann

    

Corne, Yves

   Belgium

Cornwall, Lynn

    

Corvette, Gail H

    

Crandell, Bradford E

    

Crawford, Neil M.

   Canada

Cromer, Richard B

    

Crowley, Sue

    

Crowley, William A

    

Currie, Katharine Claire

    

Dahm, Joanne

    

Dale, James

    

Darbyshire, Paula R

    

Datta, Sumer

   India

Davids, Kristin Marie

    

Davids, Richard W

    

Deacon, Faye A.

    

Deasey, John J.

    

DeCanniere, Dan

    

Decker, Julie

    

DeGregorio, Susan M.

    

DeKeyzer, Johan

    

Delahanty, Edward L

    

DeLuca, Linda L.

   Canada

Denlinger, Kurt

    

Dephtereos, Marjorie B.

    

Desenis, Judith M.

    

Detmer, Edward J.

    

Dhingra, Gautam

    

Dickmann, Karen M.

    

Diemer, Richard L

    

Dixon, William E.

    


Dodd, Kathryn M.

    

Dodd, Robert M

    

Doege, Paul R

    

Dolan, Elizabeth M.

    

Dolezal, Craig

    

Doucette, Joseph J..

    

Doucette, Stephen F.

    

Doyle, Bryan Joseph

    

Duncan, William Bradley

    

Dunlap, Robert A.

    

Durbala, Michael R.

    

Dutton, Leslie

   Canada

Eads, Jack W.

    

Eaker, Robert Charles

    

Earle, Thomas Warren

    

Eavenson, William T.

    

Eberlein, Dianne Lynn

    

Eddington, Thomas L.

    

Edelstein, Carol M.

    

Eeckman, Philippe

   France

Egan, Peter S

    

Eikenberg, Darcy Lee

    

Elder, Joni Lee

    

Evans, John M

    

Ewing, Larry R

    

Fahling, Gerald O.

    

Fanning, J. Mark

    

Fastman, Bernardo Alberto

   Argentina

Ferreri, James P

    

Finan, Lois C.

    

Fischer, Charles

    

Fisher, Enrique A

    

Fixmer, Gale J.

    

Fixmer, John P

    

Flint, Tom F.

    

Forsberg, Michael S.

    

Fortosis, David C.

    

Fox, Roberta D.

    

Francey, Claude

   Switzerland

Franco, Edward E. V.

    

Franke, John T.

    

Freedman, David

   United Kingdom

Freundt, James F.

    

Friedes, Peter E

    

Friese, Lainchen M.

    

Fry, Brian V.

    

Fry, Lisa Anne

    

Furer, Burkhard

   Germany

Futterman, Ronald Alan

    

Gallo, Sabina V.

    

Gandossy, Robert P.

    

Gang, Barry S

    


Gangloff, Sabine

   Germany

Garabedian, Thomas J.

    

Gardner, John D.

    

Gayda, Joseph J

    

Gayley, John K.

    

Ghiulamila, Anne-Laurence

   France

Gibbons, Michael

    

Gifford, Dale L

    

Gordon, Julie Starkman

    

Gordon, Mark K.

    

Goudriaan, Robert

   Netherlands

Graham, Michael Eugene

    

Grant, Philip D.

    

Gray, Guy Earl

    

Gray, Stephen Michael

    

Grayson, Valerie A.

    

Greenbaum, David

    

Greene, William H.

    

Gregory, C. William

    

Gretzinger III, Ralph E

    

Guagliardo, Nicolo

    

Gubitosi, Alan

    

Gubman, Edward Lee

    

Guthman, Michael A

    

Halaburt, Thomas L.

    

Halleen, Steven J.

    

Hallen, Christian Eric

    

Halliday, Timothy

   United Kingdom

Halperin, Frederic

    

Hancock, Kip K.

    

Hand, Janice S.

    

Hanlon, Charles E.

    

Hansen, Michelle Elaine

    

Harlow, Carole Jean

    

Harris, Anne M.

    

Harvey, James J.

    

Hasbargen, Donald W

    

Haugen, Peter J.

    

Hauser, Brenda

    

Hauser, Linda S.

    

Hauser, Thomas J.

    

Haverick, Amanda

    

Haverick, David R.

    

Hazen, Mary Judd

    

Healy, Christopher R.

    

Heiring, Gayle A., as custodian

    

Heiring, George W

    

Heiring, Paul W., as custodian

    

Heiring, Steven L., as custodian

    

Henderson, Don Berwell

    

Hernandez, Javier

    

Hessler, Donald R

    

Higginbotham, Stanley Lamar

    

Hiles, Andrew H.

    


Hilgenberg, Timothy S

    

Hill, Michael R.

    

Hinman, Richard C.

    

Hirano, Robin Miller

    

Hochberg, Renee F.

    

Hoerger, Susan Yarosh

    

Hogg, Barbara J

    

Holland, Daniel J.

    

Holland, Kimberly

    

Holscher, Carsten

   Germany

Hoos, John O

    

Horton, Michael D

    

Howes, Paul D.

    

Howlett, Catherine

    

Hoyal, Mark Lawrence

    

Hughey, Thomas M

    

Hunt, David

    

Hurst, Linda S.

    

Hutson, Richard W

    

Huxsaw, Lynne

    

Hyman, Jeffrey S.

    

Irion, Brian P.

    

Irons, Neil

   Belgium

Irwin, Barbara Jane

    

Istnick, Robert L

    

Jacobs, Ari N.

    

Jagla, Julie

    

James, Alison A

    

James, Ken E

    

James, William R.

    

Jarrett, Thomas Mark

    

Jeffay, Jason

    

Jensen, Phillip Claude

    

Johnson, Robert F.

    

Johnston, Michael L.

    

Jones, Allen F.

    

Jones, David B.

    

Jones, J. Michael

    

Jones, Michael B

    

Jones, Richard E.

    

Jones, Ronald A

    

Jost, Michael G

    

Kaberon, Daniel Adam

    

Kairey, Mindy

    

Kaiser, Marc Steven

    

Kann, Raymond

    

Kantor, Richard Geza

    

Kapahi, Naveen

   Canada

Kapahi, Shelagh

    

Kaplan, Tilda Jarolim

    


Kars, Jan

   Netherlands

Kellogg, Gail V.

    

Kelly Jr., Vincent J.

    

Kelly, James William

    

Kenney, Suzanne M.

    

Kerpan, James P

    

Kieley, John

    

Kimler, Brad

    

Kincaid, Maureen A.

    

Kinsley, Heather R.

    

Klein, Jeffrey

    

Klonoff, Jeffrey Allen

    

Knox, Christine M.

    

Kohlbry, Kathleen M.

    

Kolb, John

    

Konieczny, James R.

    

Koo, James

   Canada

Kopec, Albert

    

Koralik, Susan K.

    

Kordus, Claude

    

Kozak, Gregory J.

    

Krause, Debra W.

    

Krause, Marin E.

    

Kriegh, James A

    

Laketek, Maryann

    

Lally, Jane F.

    

Lamp, Cory Christopher

    

LaSorte, Joseph A.

    

Laspisa, Esther Kaplan

    

Laufer, Jacques

    

Laugharn, Gary

    

Lawrence, Simon

   United Kingdom

Leckie, Annette Schnack

    

Lee, Michael R.

    

Lee, Steven G.

    

Leighton, Stephen M

    

Leister, Kellen

    

Leone, Robert J.

    

Levin, Howard J.

    

Leyendecker, Mary A.

    

Lima, Jean-Charles

   Canada

Lindberg, Kenneth W

    

Lindquist, Judith A.

    

Livsey, Frank

   Canada

Lloyd, Ronald Rhys

   Canada

Lucey, Richard J

    

Lui, Cheryl M.

    

Lynch, John C.

    

Makuck, Brian D.

    

Maskaleris, Elias R.

    

Mason II, William L.

    


Mateja, Linda L.

    

Mathews, Donna M

    

Mathews, Donna M as custodian for Leslie Anne Mathews

    

Mathews, Donna as custodian for Lindsey C. Mathews

    

Matson, Stephen A.

    

Mattingly, Sharon

   United Kingdom

Maurer, Otto

    

McArdle, Frank B.

    

McCane, Steven William

    

McDonald, Danielle R.

    

McFall, Daniel F.

    

McGhee, James W.

    

McGill, Patrick Lyman

    

McGough, James C

    

McGuire, Francis Xavier

    

McKay, Robert J

   Canada

McRae, Lisa Ann Smedstad

    

Mercado, Orlando

   Puerto Rico

Meshboum, Stuart

    

Messick, Scott E.

    

Meuse, James David

    

Miller, Lisa

   United Kingdom

Miller, Lori L.

    

Millson, Scott A.

    

Milo, Scott Vincent

    

Minner Jr., Donald

    

Mitchell, Laurie Leilani

    

Mittelbrun, John W. as custodian for John W. Mittelbrun, Jr.

    

Mittelbrun, Theresa D.

    

Mittelbrun, Theresa D. as custodian for John W. Mittelbrun, Jr.

    

Mitter, Mark T.

    

Moody, Richard L

    

Moore, Bradley C

    

Moran Jr., John

    

Moreland, Mary K.

    

Morgan, Pamela Dale

    

Morris, Peter J.

    

Moses, John D.

    

Mott, Thomas Robert

    

Muench, Carol

    

Muirhead, Peter

   Canada

Munn, Jeffrey

    

Munn, Jeffrey as custodian for Taylor Munn

    

Munn, Sally

    

Murphy, Blake Potter

    

Murphy, Michael J.

    

Murray, Mark Andrew

    

Murray, Philip E

   United Kingdom

Nelson, James E.

    

Nelson, Mark Andrew

    


Nerheim, Lori A

    

Neville, Thomas

    

Newton, Christopher Mark

   Canada

Nichols, Richard C.

    

Nolen, Tanya Flourney

    

Nunes, Jane Ann

    

O’Connor, John R.

    

O’Meara, Robert J

    

O’Regan, Thomas J

    

Ornt, Yvonne Gatcheff

    

Osborn, Jacqueline

    

Oshima, Mark Masao

    

Osicka, Charles J

    

Osrin, Lilian T.

   United Kingdom

Osrin, Neville P

   United Kingdom

Owens, Kevin

    

Ozark, James G

    

Padfield, Mark R.

    

Padula, Matthew D.

    

Paine, Thomas H

    

Pallerino, Nancy

    

Palmer, Christopher S

    

Papantonis, Perry C.

    

Papier, Jonathan M

   United Kingdom

Parfitt, Mary Ann

    

Parker, T. Alan

   Australia

Parrish, Norman W.

    

Patrick, Andrew

    

Patrick, Elaine

    

Patrick, Rodger R

    

Patrick, Victor

    

Pellettieri, Karen M.

    

Penter, Robert L.

    

Perrine, Nicole

    

Peterson, Alison Ann

    

Peterson, E Scott

    

Peterson, Larry W.

    

Peterson, Steven W.

    

Pierce, David

    

Pinzur, Laurence A.

    

Piro Jr., John D.

    

Pogue, Thomas A.

    

Polk, Mary Ann

    

Pontello, Leslie B.

    

Pooley, Joanne

   Canada

Powell, Lowell

    

Powers, Michael J.

    

Prange, Sue L.

    

Pratscher, Gary W.

    

Primmer, Roger L.

    

Prospect, Theodore A.

    


Puciaty, Anton J

    

Pulliam, William R

    

Purtell, Jocelyn Patrice

    

Quenan, Patrick W.

    

Rackey, David A.

    

Raffety, David Keith

    

Ramsey, E. Stephen

    

Ready, Robert D

    

Reichenbach, Lee Donna

    

Reschke, Karin

   Germany

Rhodes, Wendy S.

    

Rieger Jr., Leon

    

Ripp, Jeanette M

    

Riva, Katia

   Italy

Robb, Marybeth C

    

Roberts, John Cecil

    

Robison, R. Jack

    

Roch, Thomas F

    

Roettig, Paul

   Austria

Romanchek, Robert A.

    

Romweber, Jane T.

    

Roof, Timothy C.

    

Roque, Francisco A.

    

Rosmarin, Douglas J

    

Rosow, Laura

    

Rosow, Stanley M

    

Ross, Peter E.

    

Rubin, Daniel J.

    

Rumzis, Edward D.

    

Rushin, James J.

    

Ruth, Linda Cushman

    

Ruth, Lloyd

    

Ryan, Duffy

    

Ryan, John M.

    

Ryan, Michael John

    

Sales, Mary E.

    

Sanborn, Peter A.

    

Sanders, John B.

   Canada

Santos Jr., Alberto

    

Santos, Alberto Dr.

    

Santos, Anastacia

    

Santos, Lane Johanna Jaeckle

    

Santos, Miguel Antonio

    

Sarrazin, Eric

   France

Sartain, Keith T.

    

Sawyer, Eileen C.

    

Schardt, Michael Alan

    

Schaus, Stacy L.

    

Scheele, Christopher S.

    

Scheele, Teresa L.

    

Scheffel, Elizabeth J.

    


Schippers, Norman

    

Schippers, Sandy

    

Schlachtmeyer, Albert S

    

Schlachtmeyer, Laura

    

Schlachtmeyer, Melissa

    

Schmitt, Kyle A.

    

Schmitz, Thomas L.

    

Schnoenenberger, Vitus

   Switzerland

Schultz, Michael D.

    

Schwartz, Jan E

    

Schwartzman, Ted J.

    

Schwehr, Mark D.

    

Scott, William

    

Seim, Sharon

    

Seltz, Christine A.

    

Shafer, Paul M.

    

Shakeel, Mazen A.

   Canada

Shapira, Allan

   Canada

Sharp IV, Frederick Inman

    

Shaul, Matthew

    

Shelton, Kenneth A.

    

Shepherd, Janet E.

    

Sher, Fred C

    

Shillingburg, John Douglas

    

Shimizu, Tomo

   Japan

Shipman, Don R.

    

Silva, Anthony A.

    

Simmermaker, Jordan L.

    

Smith, Bradley

    

Smith, Eddie C.

    

Sneden, William M.

    

Soja, Richele A

    

Sorensen, Michael

    

Sorrentino, Anthony S

    

Spacapan, Kevin Lee

    

Spangrud, Mark J.

    

Sperling, Rosalyn M.

    

Sperling, Kenneth L.

    

Stanar, Thomas J

    

Steinberg, Allen Terry

    

Steinberg, Mona Jill

    

Stewart, Curtis W

    

Stifter, Jeredith W

    

Stiroh Jr., Bernard J.

    

Stock, Mary C.

    

Strecker, Jefferson Lee

    

Strecker, Jefferson L. as Custodian for Audrey A. Strecker

    

Strecker, Jefferson L. as Custodian for Carly R. Strecker

    

Strecker, Jefferson L. as Custodian for Erin A. Strecker

    

Sural, Brenda J.

    

Swanson, Mark A.

    

Swinehart, Kathy Lea

    

Sze, Michael

    


Tagge, Rosemary E

    

Tate, Robert

    

Tatsuguchi, Nancy M

    

Tenner, Leonard R.

    

Thomann, Daniel

   Switzerland

Thomas, Sean W.

    

Thompson, Greggory R.

    

Thompson, Theresa

    

Thorpe, Elizabeth Patrick

    

Tobin, Harold B.

    

Toivari-Case, Carrie Marie

    

Tompkins, John C

   Canada

Toth, Frederick Carter

    

Trahan, Daniel C.

    

Trahan, Susan R.

    

Trahan, Thomas M.

    

Trahan, Uraiwan

    

Trahan, Michael Lee

    

Tucker, Larry John

    

Twery, Scott Craig

    

Ubelhart, Mark C

    

Vaccari, Margee S.

    

Vaccari, Thomas S.

    

Valentine, Lawrence V.

    

Vandersanden, Robert

   Canada

VanThournout, Richard A.

    

Veit, Anne A

    

Verseman, David W.

    

Virmani, Ravi

   India

Visus, Deborah A.

    

Vlajkovic, John

    

Vogrich, Robert M.

    

Wagner, Francis H. T.

    

Wagner, William P as custodian for Katie Wagner

    

Wagner, Stephen B

    

Wallace, John J

    

Wardner, Julie A.

    

Watkins, Eric M.

    

Watson, Laura M

    

Waymel, Colleen Austin

    

Waymel, Raymond J.

    

Weaver Jr, Pearce R.

    

Weaver, Trinda N.

    

Weaver, Dorothy J.

    

Weinberg, Robert

    

Welkie, Robert Steven

    

Wermeille, Francoise

   Switzerland

Westervelt, Arthur Lee

    

Westwood, Jerry R

    

Whinfrey, Judith A.

    


Whitney Jr., Mark S.

    

Wilen, Robert E.

    

Wille, David J.

    

Williams, Jonathan David

   Australia

Wilson, Gerald I

    

Wilson, Jerry F.

    

Winkler, Kerstin

    

Winston, Rebecca L.

    

Wise, Christi Rager

    

Witkowski, Wayne E.

    

Woldridge, Scott M.

    

Wolf, James K

    

Wood, Thomas E

    

Wooding, Shelley A.

   Canada

Woodrum, James D.

    

Wright, Michael B.

    

Wright, Peter

    

Wunsch, Gerald E.

    

Yamamoto, Dale H

    

Yezzi, Anthony P

    

Young, William G.

    

Young, William G., as Custodian

    

Young, William G., as Custodian

    

Zadell, William R.

    

Zielke, Elizabeth K.

    

Zimmer, Jane E

    

Zimmerman, Ross

    

Zurek, Colleen A.

    

Trusts


  

Place of Organization


Annette S. Leckie 2003 Revocable Trust

   Massachusetts

C. Lawrence Connolly III 2004 Irrevocable Trust

   Illinois

C. Lawrence Connolly III 2006 Irrevocable Trust

   Illinois

C. William Gregory Trust

   Florida

Cangelosi/Gallo Family Trust

   California

Carole J. Harlow 1994 Trust

   California

Charles Fischer Declaration of Trust

   Illinois

Christine M. Knox Trust

   Illinois

Christopher R. Healy Declaration of Trust

   Illinois

Crystal Cove Revocable Trust

   California

Daniel J. Rubin Trust

   Illinois

David L. Hunt Revocable Trust

   Connecticut

Edward L. Delahanty 2002 Flite Trust

   Florida

Esther K. Laspisa Revocable Trust

   Illinois

Ewing Trust Agreement

   California

Francis B. McArdle Revocable Living Trust

   Maryland

Francisco A. Roque 1999 Living Trust

   Illinois

Howard J. Levin 2005 Irrevocable Trust

   Florida

James E. Nelson Irrevocable Trust

   Florida

James E. Nelson Irrevocable Trust of 2004

   Florida

James G. Ozark Trust

   Illinois

Janet E. Shepherd Revocable Trust

   Colorado

Jerry R. Westwood Trust

   Illinois

John and Sue Prange Trust

   California

John C. Roberts and Angela M. Roberts Revocable Trust

   Arizona

John Hoos Revocable Trust

   Illinois

John M. Ryan Revocable Trust

   Illinois


Kann Family Trust

   California

Kathleen M. Trahan Revocable Trust

   Illinois

KBO Revocable Trust

   Illinois

Lawrence J. Laspisa Revocable Trust

   Illinois

Leonard Tenner Revocable Trust

   Illinois

Linda L. Anderson Trust

   Illinois

Luanne Wolff Revocable Trust

   California

Marilyn C. Biggins Revocable Trust

   Connecticut

Mark Douglas Schwehr Florida Intangible Tax Trust

   Florida

Mary Lynn Eubanks 1999 Living Trust

   Illinois

Maureen Kincaid Trust

   Illinois

Michael L. Johnston Declaration of Trust

   Illinois

Michael L. Trahan Revocable Trust

   Illinois

Peter A. Biggins Revocable Trust

   Connecticut

Renee F. Hochberg Living Trust

   Illinois

Richard L. Diemer Revocable Trust

   Illinois

Richard W. Davids Declaration of Trust

   Illinois

Richard W. Hutson 1998 Irrevocable Trust FBO: Brennan B. Hutson

   Illinois

Richard W. Hutson Declaration of Trust

   Illinois

Richard W. Hutson Irrevocable Trust Dated FBO Amanda R. Hutson

   Illinois

Richard W. Hutson Irrevocable Trust Dated FBO Joseph B Hutson

   Illinois

Roberta D. Fox Trust

   Illinois

Roberta Tenner Revocable Trust

   Illinois

Sara L. LeTourneau Declaration of Trust

   Illinois

Shelton Family Trust

   California

Smith Family Trust

   Arizona

Stanley Rosow Revocable Trust

   California

Steinberg Revocable Trust

   California

Ted J. Schwartzman Trust

   Connecticut

The David Yanis Trust

   Florida

The Dorothy J. Weaver Trust

   California

The Gerald I. Wilson Irrevocable Trust

   Florida

The James G. Ozark Irrevocable Trust

   Florida

The Martha J. Cochrane Declaration of Trust

   Massachusetts

The Maureen A. Kincaid Irrevocable Trust

   Florida

The Peterson Family Trust

   California

The Richard L. Moody Trust

   Illinois

Thomas E. Wood Revocable Trust

   Illinois

Thomas Paine and Teresa Norton Revocable Trust

   California

TJO Revocable Trust

   Illinois

William James Trust

   Illinois

Partnerships*


  

Place of Organization


Buesing Family Limited Partnership, William R. Buesing, General Partner

   Connecticut

Robert and Sandra Cook Family Limited Partnership, Sandra Cook, General Partner

   Illinois

Franke Investments, L.P., John Terrence Franke, Managing General Partner

   Illinois

The TJG Limited Partnership, Thomas J. Garabedian, General Partner

   Delaware

Gifford Holdings, L.P., Dale L. Gifford, General Partner

   Delaware

Gretzinger Family Limited Partnership, Ralph E. Gretzinger, III, General Partner

   Delaware

DJH Investments, L.P., Daniel J. Holland, General Partner

   Texas

Hutson Family Limited Partnership, Richard W. Hutson, Trustee under the Richard W. Hutson Declaration of Trust Dated November 6, 1989, General Partner

   Illinois

Michael B. Jones Family Limited Partnership, Michael B. Jones, General Partner

   Delaware

Kieley Investment L.P. I, John Kieley, General Partner

   Delaware

JJJO Partnership, L.P., James G. Ozark and Maureen A. Kincaid, General Partners

   Massachusetts

KBAM Ventures, L.P., Maureen A. Kincaid and James G. Ozark, General Partners

   Illinois

Levin Family Limited Partnership, Howard J. Levin, Trustee of the Howard J. Levin Revocable Trust, dated September 28, 1994, General Partner

   Connecticut

SJM Holdings, L.P., Mark A. Murray, Managing General Partner

   New Jersey

Pinzur Limited Partnership, Laurence A. Pinzur, General Partner

   Wyoming

Deer Park Limited Partnership, Jocelyn Purtell, General Partner

   Florida

SCS Family Limited Partnership, E. Stephen Ramsey, General Partner

   Wisconsin


Roch Family Limited Partnership, Thomas F. Roch, General Partner

   California

Rosow Family Limited Partnership, Stanley M. Rosow, General Partner

   Illinois

Schmitz Family Limited Partnership, Thomas L. Schmitz, General Partner

   Illinois

A.C.J.L. Shafer Family Limited Partnership, Paul M. Shafer, General Partner

   Delaware

Red Rock West Limited Partnership, Janet E. Shepherd, General Partner

   Massachusetts

Wilson Family Limited Partnership, Gerald I. Wilson, General Partner

   Illinois

 

* Citizenship of each General Partner is United States

 

Limited Liability Companies


  

Place of Organization


Share Holdings LLC

   Illinois

Corporations*


  

Place of Organization


Groen Participaties B.V. (controlled by Abraham Groen)*

   Netherlands

Jungman Participaties B.V. (controlled by Alexander Jungman)*

   Netherlands

Kraak Participaties B.V. (controlled by Cornelis Kraak)*

   Netherlands

Mick and Nancy Pty. Ltd.(controlled by Michael J. Bennett)**

   Australia

Middelbos Participaties B.V. (controlled by Robertus Middelbos)*

   Netherlands

Nagtegaal Participaties B.V. (controlled by Andries Nagtegaal)*

   Netherlands

VanHooff Participaties B.V. (controlled by Cornelis van Hooff)*

   Netherlands

VanLeeuwen Participaties B.V. (controlled by Jan van Leeuwen)*

   Netherlands

 

* Controlling shareholders are all Dutch citizens

 

** Controlling shareholder is an Australian citizen


SCHEDULE 13D

 

This Amendment No. 12 to a Statement on Schedule 13D amends and restates in its entirety such Schedule 13D (as so amended and restated, this “Schedule”). This Amendment No. 12 is being filed because certain Covered Persons have disposed of Covered Shares.

 

Item 1. Security and Issuer

 

This statement relates to the Class B common stock, par value $0.01 per share (the “Class B Common Stock”), of Hewitt Associates, Inc., a Delaware corporation (“Hewitt” or the “Issuer”), having its principal executive offices at 100 Half Day Road, Lincolnshire, Illinois 60069. Hewitt is a global human resources outsourcing and consulting firm.

 

Item 2. Identity and Background

 

(a), (b), (c) (f) The cover page to this schedule and Appendix A hereto contain the names of the persons (“Covered Persons”) who beneficially own shares of Class B Common Stock subject to a Stockholders’ Agreement (“Covered Shares”), dated as of July 1, 2003, to which the Covered Persons are parties (as amended from time to time, the “Stockholders’ Agreement”). This filing is being made on behalf of all of the Covered Persons, and their agreement that this filing may be so made is contained in the Stockholders’ Agreement.

 

Appendix A hereto also provides the citizenship or place of organization of each Covered Person. Each Covered Person who is an individual (an “Individual Covered Person”) is a professional employed or formerly employed by Hewitt or one of its affiliates or a permitted transferee of such employee or former employee. Each Covered Person who is not an individual (other than Share Holdings LLC (“ Share Holdings”)) is a trust, limited partnership, limited liability company or corporation created for estate planning purposes by a person who is employed or was formerly employed by Hewitt or one of its affiliates and is or was a member of FORE Holdings LLC, formerly Hewitt Holdings LLC (“Holdings” and each such person being referred to as an “owner” or a “Holdings owner”). Each Covered Person listed in Appendix A under the caption “Partnerships” (an “LP Covered Person”) is a limited partnership of which a Holdings owner is the general partner. Each Covered Person listed in Appendix A under the caption “Corporations” (a “Corporate Covered Person”) is controlled by a Holdings owner. The business address of each Covered Person for purposes of this Schedule is 100 Half Day Road, Lincolnshire, Illinois 60069.

 

(d), (e) During the last five years no Covered Person or, to the best knowledge of the Covered Persons, any executive officer or director of a Covered Person, general partner of an LP Covered Person or person controlling a Corporate Covered Person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in such Covered Person being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3. Source and Amount of Funds or Other Consideration

 

In connection with Hewitt’s transition to a corporate structure, Hewitt was formed as a subsidiary of Holdings. In May 2002, Holdings transferred all of its ownership interest in Hewitt Associates LLC to Hewitt thereby making Hewitt Associates LLC a wholly owned subsidiary of Hewitt, the Holdings owners (with the exception of retired Holdings owners) became employees of Hewitt and Hewitt issued 70,819,520 shares of its Class B Common Stock, all of which were held of record by Holdings. Each Holdings owner retained an interest in Holdings and an undivided, indirect interest in the shares of the Class B Common Stock held by Holdings on the owners’ behalf. Holdings has distributed the shares of Class B Common Stock to its owners (or to Share Holdings in the case of certain owners resident outside the United States) and all the owners have signed the Stockholders’ Agreement.

 

Covered Persons may own and may from time to time acquire shares of Hewitt’s Class A common stock, par value $0.01 per share (the “Class A Common Stock”), which are not subject to the Stockholders’ Agreement, for investment purposes. Such shares of Class A Common Stock may be acquired with personal funds of or funds borrowed by such Covered Person.


Item 4. Purpose of Transaction

 

Holdings acquired the shares of Class B Common Stock in connection with Hewitt’s transition to a corporate structure and subsequently distributed the shares to its owners as described in response to Item 3. Please see the response to Item 6 for information regarding the rights and obligations of the Covered Persons with respect to the Covered Shares. The Covered Persons may from time to time acquire shares of Class A Common Stock which are not subject to the foregoing restrictions for investment purposes or upon award of Class A Common Stock or options to purchase Class A Common Stock pursuant to Hewitt’s incentive compensation plan. Except as described in Item 6, none of Holdings or the Covered Persons have any plans or proposals which related to or would result in their acquisition of additional shares of Class B Common Stock or any other events described in Item 4(a) through 4(j) of Schedule 13D.

 

Each Covered Person is expected to evaluate on an ongoing basis Hewitt’s financial condition and prospects and his or her interests in and with respect to Hewitt. Accordingly, each Covered Person may change his or her plans and intentions at any time and from time to time. In particular, each Covered Person may at any time and from time to time acquire or dispose of shares of Class A Common Stock and, subject to certain limitations, Class B Common Stock.

 

Item 5. Interest in Securities of the Issuer

 

(a) Rows (11) and (13) of the cover page to this Schedule 13D and Appendix A are hereby incorporated by reference. Each Covered Person hereby disclaims beneficial ownership of all shares of Class B Common Stock held by any other Covered Person. None of the shares of Class B Common Stock reported in rows (11) and (13) of the cover page to this Schedule are shares as to which there is a right to acquire exercisable within 60 days.

 

(b) Rows (7) through (10) of the cover page to this Schedule 13D and Appendix A are hereby incorporated by reference. With respect to the Covered Shares subject to the Stockholders’ Agreement, the power to vote Covered Shares by Covered Persons is shared with each other Covered Person, as described below in response to Item 6. Each Covered Person hereby disclaims beneficial ownership of all shares of Class B Common Stock held by any other Covered Person.

 

(c) Except as described on Appendix B or as reported in a previously filed Schedule 13D, no Covered Person has effected any transaction in the Class B Common Stock during the past 60 days.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Stockholders’ Agreement

 

As a condition to receiving shares of Class B Common Stock in the distribution by Holdings, the Holdings owners entered into a Stockholders’ Agreement whereby the shares received in the distribution would continue to be subject to similar restrictions as when the shares were held by Holdings. Hewitt, Holdings and the Holdings owners or their transferees who received shares of Class B Common Stock in the distribution from Holdings to the owners are parties to the Stockholders’ Agreement.

 

Shares Covered. The Stockholders’ Agreement covers:

 

    all shares of Class B Common Stock and Class C common stock, par value $0.01 per share (the “Class C Common Stock”) beneficially owned by each Covered Person at the time such Covered Person entered into the Stockholders’ Agreement,

 

    any shares of Class B Common Stock and Class C Common Stock as to which a Covered Person acquires beneficial ownership after execution of the Stockholders’ Agreement, and

 

    any shares of Class A Common Stock as to which a Covered Person acquires beneficial ownership upon conversion of the shares of Class B Common Stock or Class C Common Stock beneficially owned by such Covered Person.

 

2


Shares of Class A Common Stock acquired by Covered Persons in the open market, upon the exercise of stock options granted pursuant to Hewitt’s incentive compensation plans or upon the grant of shares pursuant to such plans will not be subject to the Stockholders’ Agreement.

 

Transfer Restrictions. The Stockholders’ Agreement contains restrictions on transfer whereby each Covered Person who is an owner or transferee of an owner will be subject to the transfer restrictions described below. Such Covered Persons are referred to as “Owner Covered Persons.” Each Owner Covered Person may not transfer prior to June 26, 2006 any “goodwill shares” (defined below) beneficially owned by such Owner Covered Person which are still subject to the book to market phase-in discussed below.

 

Book to Market Phase-in. If a Holdings owner’s employment with Hewitt terminates (other than as a result of an owner’s retirement (subject to certain criteria), death or disability) within four years of Hewitt’s initial public offering (which occurred on June 27, 2002) and before the owner reaches the age of 55 with ten years of service with Hewitt, the number of shares held by the owner will be reduced. The shares held by a terminated owner which may be subject to reduction are referred to as “goodwill shares.” Upon completion of Hewitt’s initial public offering, there were approximately 55,600,000 of such shares. The reduction in the number of goodwill shares is a function of the then current book value and market value of the shares and is calculated according to the formula described below. Book value of Hewitt’s Class A Common Stock will be determined as of the end of the immediately preceding fiscal quarter for which Hewitt has reported financial results and market value of Hewitt’s Class A Common Stock will be determined based on the average closing sale price of Hewitt’s Class A Common Stock as quoted on the New York Stock Exchange for the five trading days preceding the date of termination.

 

Specifically, on each anniversary of the initial public offering, if a Holdings owner is one of Hewitt’s employees on that date, such owner’s entitlement to a portion of the goodwill shares will increase, as follows, from book value to market value.

 

     Entitlement to
goodwill
shares at
book value


    Entitlement to
goodwill
shares at
market value


 

On or prior to June 27, 2003

   100 %   0 %

On or after June 27, 2003 to June 26, 2004

   75 %   25 %

On or after June 27, 2004 to June 26, 2005

   50 %   50 %

On or after June 27, 2005 to June 26, 2006

   25 %   75 %

On or after June 27, 2006

   0 %   100 %

 

As to any goodwill shares that a Holdings owner is entitled to receive at market value, such shares will not be subject to surrender by the owner. As to any goodwill shares that an owner is entitled to receive at book value, an owner will surrender a number of shares having an aggregate market value equal to the difference between the market value and the book value of such shares. The surrendered shares will be reallocated to the remaining Holdings owners.

 

If a Holdings owner who is at least 52 years of age and who has been an owner for at least ten years provides twelve months’ prior written notice of intent to retire to the board of directors, such owner will be eligible for a special retiree formula as to entitlement to goodwill shares. Such formula considers the age of the individual and the number of years that person has been an owner. Depending on the combination of these factors, such person would be entitled to between 82% and 100% of his or her goodwill shares at market value at that time. Hewitt’s Chief Executive Officer, Mr. Gifford, has agreed to waive any enhanced rights to goodwill shares at market value due to retirement prior to June 27, 2006, unless his retirement is initiated by Hewitt’s Board of Directors.

 

3


In the event of a Holdings owner’s death, the estate of such owner will be entitled to 100% of the goodwill shares at market value. In the event of an owner’s disability, the owner will continue to be treated as an active employee during the disability.

 

Voting. The Stockholders’ Agreement provides that prior to any vote of Hewitt’s stockholders, a separate, preliminary vote of all of the Covered Shares owned by the Covered Persons will be held. All of the Covered Shares will then be voted in accordance with the vote of the majority of the votes cast in the preliminary vote. The preliminary vote will be administered by the stockholders’ committee designated in accordance with Hewitt’s Amended and Restated Certificate of Incorporation. Notwithstanding the foregoing, in elections of directors, all Covered Shares owned by Covered Persons will be voted in favor of the election of those persons receiving the highest number of votes cast in the preliminary vote.

 

Term. The Stockholders’ Agreement continues in effect until the first to occur of the termination of the Stockholders’ Agreement by the affirmative vote of the holders of a majority of the Covered Shares, such time as the Covered Shares represent less than 10% of Hewitt’s issued and outstanding shares of common stock, or June 27, 2022. Covered persons are bound by the terms of the Stockholders’ Agreement for as long as they hold Covered Shares. Any termination of the book to market phase-in provisions would require the approval of the majority of Hewitt’s independent directors.

 

Waivers and Amendments. The executive committee of Holdings may waive the transfer restrictions for any reason it deems appropriate. Any waiver or amendment to the book to market phase-in provisions requires the approval of Hewitt’s independent directors.

 

Subject to the foregoing paragraph, the provisions of the Stockholders’ Agreement may generally be amended or waived by the affirmative vote of the holders of a majority of the Covered Shares. However, any waiver or amendment materially affecting Hewitt’s rights or obligations or the rights or obligations of either of the stockholders’ committee or the executive committee of Holdings requires the approval of the entity so affected.

 

Effects of Change in Control. Following the consummation of a change in control of Hewitt, the transfer restrictions applicable to Owner Covered Persons and the voting provisions discussed above will terminate. The book to market phase-in provisions will not be affected by a change in control and will continue to apply with respect to the Owner Covered Person’s shares in the acquiror. However, if a Holdings owner’s employment with Hewitt or the acquiror is terminated without cause within two years following a change in control, the owner will be entitled to all goodwill shares at market value.

 

4


The Stockholders’ Committee (“Committee”) that administers the Stockholders’ Agreement is seeking the agreement of the parties to the Stockholders’ Agreement to terminate the Agreement and to discontinue the block voting procedures applicable to the Class B shares held by the parties to the Stockholders’ Agreement. The Committee has indicated that the Stockholders’ Agreement will be terminated if and when a majority-in-interest of the parties to the Agreement approve the termination. The Committee is seeking approval from the parties to the Stockholders’ Agreement through July 28, 2006, but reserves the right to extend the approval deadline.

 

Hewitt’s Certificate of Incorporation contains provisions identical to those in the Stockholders’ Agreement with respect to voting which apply to both the Class B and Class C shares. The Committee has indicated that in the event that the parties to the Stockholders’ Agreement agree to its termination, the Committee would convert all Class B and Class C shares of the Company to Class A shares. As a result, no shares of Class B Common Stock would be outstanding and the Class B Common Stock would be eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934.

 

Item 7. Material to be Filed as Exhibits

 

EXHIBIT NO.


 

DESCRIPTION


A   Stockholders’ Agreement by and among Hewitt Associates, Inc., Hewitt Holdings LLC (n/k/a FORE Holdings LLC) and the Covered Persons signatory thereto dated as of July 1, 2003 (incorporated herein by reference to Exhibit 10.31 to Hewitt Associates, Inc.’s Registration Statement on Form S-3, as amended, Registration No. 333-105560).

 

5


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: July 14, 2006

 

     
By:  

/s/ David L. Hunt


Name:   David L. Hunt
    As Attorney-in-fact

 

6


Appendix B

 

Daily Hewitt Sales Range    High:    $ 26.85    $ 26.89    $ 26.90    $ 26.90    $ 26.90    $ 26.70
   Low:    $ 26.53    $ 26.57    $ 26.55    $ 26.44    $ 26.51    $ 25.25

Name

   Date:    6/1/2006    6/2/2006    6/6/2006    6/8/2006    6/9/2006    6/12/2006

Acker,Peter David

        985               

Anderson,John L.

                    

Bernsee,Robert W.

                    

Bruner,Jack E.

                       9,000

Byrd,Jeffrey W.

                    

Camferdam,Steven Robert

                       5,000

Campbell,Daniel J.

                    

Carswell,Thomas A

           1,000            

Clemens,Thomas P.

                    

Clymer,Jeff

                    

Cornwall,Lynn

              3,000         

Doege,Paul R

              200         

Dodd,Robert M

        5,000               

Eaker,Robert Charles

                    

Earle,Thomas Warren

        1,500         350         

Eikenberg,Darcy Lee

                    

Gandossy,Robert P.

              4,000         

Gang,Barry S

                    

Gordon,Mark K.

                    

Grant,Philip D.

                    

Gretzinger III,Ralph E

                    

Guthman,Michael A

                    

Hasbargen,Donald W

                    

Hauser,Thomas J.

              1,000         

Holland,Kimberly

                 2,000      

Hyman,Jeffrey S.

                    

Jones,Ronald A

              1,000      1,000      

Kairey,Mindy

           10,000            

Kantor,Richard Geza

                    

Kelly, James William

                       10,000

Leighton,Stephen M

                    

Leister,Kellen

                 10,000      

Leone,Robert J.

              1,000         

Owens,Kevin

                    

Padfield,Mark R.

           5,000            

Peterson,Larry W.

                    

Pinzur,Laurence A.

                    

Pratscher,Gary W.

                    

Puciaty,Anton J

                 3,200      

Quenan,Patrick W.

                    

Roch,Thomas F

        5,000               

Shafer,Paul M.

                    

Smith,Bradley

                    

Steinberg,Allen Terry

                    

Tate,Robert

              1,500      1,500      

Tenner,Leonard R.

                    

Tobin,Harold B.

                 3,000      

Ubelhart,Mark C

                    

Verseman,David W.

                    

Wagner,Francis H. T.

           1,000            

Weaver Jr,Pearce R.

              500         

Whitney Jr.,Mark S.

        2,000               

Wilen,Robert E.

                    

Wise,Christi Rager

              1,800         3,700   

Zimmer,Jane E

                    

Shakeel,Mazen A.

           2,000            

Wooding,Shelley A.

                    

Reschke,Karin

                    

Datta,Sumer

                    

Friedes,Peter E

                    

Gayda,Joseph J

           2,000         3,000         2,000

Ready,Robert D

                    15,000   

Robert and Sandra Cook Family Limited Partnerhship

              37,000      

Ewing Trust Agreement

                    

Christopher R. Healy Declaration of Trust

                    

Renee F. Hochberg Living Trust

                    4,000   

John Hoos Revocable Trust

                    

Schwehr, Kathleen M.

                    

A.C.J.L. Shafer Family Limited Partnership

                    

Red Rock West Limited Partnership

                    

Jerry R. Westwood Trust

                    

Fry, Brian

              1,950         

Janet E. Shepherd Revocable Trust

                    


Daily Hewitt Sales Range    $ 25.61    $ 25.20    $ 24.86    $ 22.46    $ 22.17    $ 22.07    $ 22.44
   $ 24.90    $ 24.78    $ 22.95    $ 21.72    $ 21.66    $ 21.75    $ 21.83

Name

   6/13/2006    6/14/2006    6/15/2006    6/19/2006    6/20/2006    6/21/2006    6/22/2006

Acker,Peter David

                    

Anderson,John L.

        400      6,100            

Bernsee,Robert W.

     3,000                  

Bruner,Jack E.

                    

Byrd,Jeffrey W.

              2,000         

Camferdam,Steven Robert

                    

Campbell,Daniel J.

                    

Carswell,Thomas A

                    

Clemens,Thomas P.

              18,000         

Clymer,Jeff

              1,100         

Cornwall,Lynn

                    

Doege,Paul R

                    

Dodd,Robert M

                    

Eaker,Robert Charles

              2,500      2,000      1,000   

Earle,Thomas Warren

                    

Eikenberg,Darcy Lee

                    8,500   

Gandossy,Robert P.

                    

Gang,Barry S

           6,000            

Gordon,Mark K.

                       10,000

Grant,Philip D.

                    

Gretzinger III,Ralph E

                    

Guthman,Michael A

                    

Hasbargen,Donald W

                    

Hauser,Thomas J.

                    

Holland,Kimberly

     2,000                  

Hyman,Jeffrey S.

                 30,000      

Jones,Ronald A

                    1,000   

Kairey,Mindy

     2,500                  

Kantor,Richard Geza

                    38,727   

Kelly, James William

                    

Leighton,Stephen M

                    

Leister,Kellen

                 10,000      

Leone,Robert J.

                    

Owens,Kevin

        4,000               

Padfield,Mark R.

                    

Peterson,Larry W.

                    

Pinzur,Laurence A.

                    

Pratscher,Gary W.

              5,000         

Puciaty,Anton J

                    

Quenan,Patrick W.

     10,358                  

Roch,Thomas F

     50,000      25,000               

Shafer,Paul M.

                    

Smith,Bradley

           5,000            

Steinberg,Allen Terry

              6,000         

Tate,Robert

                    

Tenner,Leonard R.

     10,400                  

Tobin,Harold B.

              3,000         

Ubelhart,Mark C

     1,000                  

Verseman,David W.

                       2,000

Wagner,Francis H. T.

                    

Weaver Jr,Pearce R.

                    

Whitney Jr.,Mark S.

                    

Wilen,Robert E.

     2,000                  

Wise,Christi Rager

                    

Zimmer,Jane E

              500         

Shakeel,Mazen A.

                    

Wooding,Shelley A.

              5,000         

Reschke,Karin

                    

Datta,Sumer

              1,000         

Friedes,Peter E

                 91,700      

Gayda,Joseph J

        2,000               

Ready,Robert D

                    

Robert and Sandra Cook Family Limited Partnerhship

                    

Ewing Trust Agreement

                 3,000      

Christopher R. Healy Declaration of Trust

                    

Renee F. Hochberg Living Trust

                    

John Hoos Revocable Trust

     1,000                  

Schwehr, Kathleen M.

                    

A.C.J.L. Shafer Family Limited Partnership

                    

Red Rock West Limited Partnership

                    

Jerry R. Westwood Trust

                    

Fry, Brian

                 16,085      

Janet E. Shepherd Revocable Trust

                    


Daily Hewitt Sales Range    $ 21.79    $ 21.01    $ 21.18    $ 22.25    $ 23.37   
   $ 21.20    $ 20.60    $ 20.61    $ 21.12    $ 22.44   

Name

   6/26/2006    6/27/2006    6/28/2006    6/29/2006    6/30/2006   

Total

Class B

Sales

6/1 - 6/30

Acker,Peter David

                  985

Anderson,John L.

                  6,500

Bernsee,Robert W.

                  3,000

Bruner,Jack E.

                  9,000

Byrd,Jeffrey W.

                 3,000    5,000

Camferdam,Steven Robert

                  5,000

Campbell,Daniel J.

           1,000          1,000

Carswell,Thomas A

                  1,000

Clemens,Thomas P.

                  18,000

Clymer,Jeff

        10,000             11,100

Cornwall,Lynn

                  3,000

Doege,Paul R

                  200

Dodd,Robert M

                  5,000

Eaker,Robert Charles

                  5,500

Earle,Thomas Warren

                  1,850

Eikenberg,Darcy Lee

                  8,500

Gandossy,Robert P.

                  4,000

Gang,Barry S

                  6,000

Gordon,Mark K.

                  10,000

Grant,Philip D.

              2,000      2,000    4,000

Gretzinger III,Ralph E

           3,200      5,000      11,800    20,000

Guthman,Michael A

           20,000          20,000

Hasbargen,Donald W

     1,000                1,000

Hauser,Thomas J.

                  1,000

Holland,Kimberly

                  4,000

Hyman,Jeffrey S.

                  30,000

Jones,Ronald A

           1,000         1,000    5,000

Kairey,Mindy

                  12,500

Kantor,Richard Geza

                  38,727

Kelly, James William

                  10,000

Leighton,Stephen M

        1,500             1,500

Leister,Kellen

                  20,000

Leone,Robert J.

                  1,000

Owens,Kevin

                  4,000

Padfield,Mark R.

                  5,000

Peterson,Larry W.

           1,000          1,000

Pinzur,Laurence A.

              5,000       5,000

Pratscher,Gary W.

                  5,000

Puciaty,Anton J

                  3,200

Quenan,Patrick W.

                  10,358

Roch,Thomas F

                  80,000

Shafer,Paul M.

              5,000       5,000

Smith,Bradley

                  5,000

Steinberg,Allen Terry

                  6,000

Tate,Robert

                  3,000

Tenner,Leonard R.

                  10,400

Tobin,Harold B.

        3,000             9,000

Ubelhart,Mark C

                  1,000

Verseman,David W.

        1,600             3,600

Wagner,Francis H. T.

                  1,000

Weaver Jr,Pearce R.

                  500

Whitney Jr.,Mark S.

                  2,000

Wilen,Robert E.

                  2,000

Wise,Christi Rager

                  5,500

Zimmer,Jane E

                  500

Shakeel,Mazen A.

                 2,000    4,000

Wooding,Shelley A.

                  5,000

Reschke,Karin

        4,668             4,668

Datta,Sumer

                  1,000

Friedes,Peter E

     9,800               50,200    151,700

Gayda,Joseph J

                  9,000

Ready,Robert D

                  15,000

Robert and Sandra Cook Family Limited Partnerhship

                  37,000

Ewing Trust Agreement

                  3,000

Christopher R. Healy Declaration of Trust

        10,000             10,000

Renee F. Hochberg Living Trust

                  4,000

John Hoos Revocable Trust

                  1,000

Schwehr, Kathleen M.

        90,000             90,000

A.C.J.L. Shafer Family Limited Partnership

              22,000       22,000

Red Rock West Limited Partnership

           1,000      5,000      4,000    10,000

Jerry R. Westwood Trust

           7,000          7,000

Fry, Brian

                  18,035

Janet E. Shepherd Revocable Trust

              1,000       1,000
                  834,823
-----END PRIVACY-ENHANCED MESSAGE-----